Search entities. Underwriters of financial instruments, Article 24-7. The CSSF’s prudential supervision aims to ensure that investment vehicles and managers subject to its supervision continuously observe all legal, regulatory and contractual provisions relating to their organisation and operation, with the objective to ensure investor … The Barristers' Register. Search, browse and learn about the Federal Register. Regulated Sectors. The same applies to spaces, case sensitivity and words written together or separately. We use cookies to ensure that we give you the best experience on our website. The CSSF states that as a matter of principle countries who are not signatories to the IOSCO MoU cannot be considered as equivalent or jurisdictions with insufficient AML/CFT standards. On 14 August 2020, Luxembourg’s financial regulator CSSF published Regulation 20-05 (“the Regulation”), amending CSSF Regulation 12-02 of 14 December 2012 regarding the fight against money laundering (ML) and terrorist financing (TF). Publication and data Skip to content ... Open the search or access the CSSF tools and ... FAQ published by the CSSF: The Transparency Law and the Grand-ducal transparency Regulation. Keywords. The CSSF is responsible for the supervision of credit institutions, experts in the financial sector, investment companies, pension funds, regulated securities markets and their operators, multilateral trading facilities and payment institutions. The CSSF gives 12 months to investment fund managers and 6 months to other supervised entities to establish and complete the register. In Luxembourg, statutory auditors are regulated by Audit Law alongside with a number of grand-ducal regulations and the Commission de Surveillance du Sector Financier (CSSF) regulations. Circular CSSF Circular CSSF 15/629 (as amended by Circular CSSF 16/641) Supplementary supervision to be applied to financial conglomerates and definition of structure coefficients to be observed by the regulated entities belonging to these financial conglomerates pursuant to Article 56 of the Law of 5 April 1993 on the financial sector, as amended Authorisation is only granted when, and if, the entity concerned complies with all the relevant requirements and standards which set out, among other things, how firms should treat you … Some of the information on this Web page has been provided by external sources. The information dates back to 1 April 2003, the commencement date of the Securities and Futures Ordinance. Auditors. Context and objectives. How To Search. Investment firms operating an OTF in Luxembourg. Contents and personal data; Cross-border operations Context and objectives. Financial intermediation firms, Article 24-9. Banking and related services: banks and development banks, money services businesses (including money transmission services, cheque cashing services, currency exchange, and the issuance, sale or redemption of … Choose the appropriate sector from the drop-down box, or choose "All" to search for the entity in all sectors. CSSF Regulation N°20-05 and the 2020 Grand Ducal Regulation are also intended to further clarify certain aspects of CSSF Regulation N°12-02, the 2010 Grand Ducal Regulation … PDF (253.41Kb) Flag of United Kingdom. 2. The Commission de Surveillance du Secteur Financier (CSSF) is responsible for the financial regulation in Luxembourg. Federal Register 2.0 is the unofficial daily publication for rules, proposed rules, and notices of Federal agencies and organizations, as well as executive orders and other presidential documents. ... (the "CSSF"), the Commissariat aux assurances (the "CAA"), the Cellule de renseignement From: Financial Consumer Agency of Canada. The CSSF provides that the above extensions applicable to all regulated entities are subject to the following conditions: Where the submission can be performed within the ordinary deadlines without compromising the quality of the reporting and in line with the health rules to contain the spread of COVID-19, a timely submission is encouraged. All Licence Type/Status The information provided in this application is real time and reflects the information on our database as of the date of the search. This page allows you to search all Central Bank of Ireland registers for a particular financial service provider. It lists all the firms and current or previously approved individuals involved with regulated … Authorised deposit-taking institutions. The CSSF is responsible for the supervision of credit institutions, experts in the financial sector, investment companies, pension funds, regulated securities markets and their operators, multilateral trading facilities and payment institutions. The Anti-Money Laundering Act (AMLA) allows for indirect supervision via a self-regulatory organisation (SRO).By searching the members’ lists, you can see whether a financial intermediary belongs to one of these SROs. Search by name. The 4th EU AML Directive [1], as amended by the 5th EU AML Directive [2], requires each Member State of the EU inter alia to establish registers of beneficial owners (“RBO”) in respect of corporate and other legal entities … The data in the list of supervised entities is updated every night. The period to complete the survey will open on 3 February 2020 for all entities and close after 4 weeks for the banking sector and 6 weeks for other supervised entities. Regulated retail funds, following the successful completion of the CSSF examination phase (see question 3), must be registered on the relevant official list of supervised entities held by the CSSF. This is the first amendment of 12-02. Regulatory framework. Finanstilsynet's goal is that the information in the register should be updated at all times. Brokers in financial instruments, Article 24-4. City Banks and Trust Banks (PDF • Excel)Regional Banks & Regional Banks II (PDF • Excel)Bank Holding Companies (PDF • Excel)Credit Associations (Shinkin Banks) (PDF • Excel)Labour Banks (PDF • Excel) (Available in Japanese)Credit Cooperative (Shinkumi Banks) (PDF • Excel)Keito Financial Institutions (PDF • Excel) Search Save search results as excel (.csv) We use cookies on our website for a better user experience. As of 1 January 2020, all entities which are subject to the CSSF supervision and which are using benchmarks are restricted to the use of the following types of benchmarks:. How To Search. 39 and 40). By using this website you agree to the use of cookies. On 16 December 2020, the Commission de Surveillance du Secteur Financier (CSSF) published a communication on the regulatory requirements and fast-track procedure regarding Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector (SFDR).. As mentioned in the previous CSSF communication on 6 November 2020, all … - Law of 13 January 2019 creating a Register of beneficial owners ... - Grand-Ducal Regulation of 1 February 2010 - CSSF Regulation No.12-02 - EU Directives: AMLD4 and AMLD5 - FATF Recommendations . Authorised deposit-taking institutions. Search by name. The consolidated key takeaways from the Review and the FAQ are as following: Disclosure. Register of Insurance Intermediaries. The CSSF has analysed the laws in various jurisdictions and has published the list of jurisdictions it considers equivalent. Professionals acting for their own account, Article 24-6. To search you simply type in the name or partial name of the financial service provider you are looking for. Search for regulated businesses in Jersey. The register template published on the CSSF’s website contains 54 fields, nine of them only related to material activities outsourced and ten of them related to non-material activities outsourced. Japanese. Furthermore, the concerned entities must provide the information available at the BO Register, plus information about their legal owners, (i) to competent national authorities (e.g., prosecutor offices, cellule de renseignement financier, CSSF, Commissariat aux Assurances, tax authorities, etc.) The Government of Canada is not responsible for the accuracy, reliability or currency of the information supplied by external sources. General insurance. Coronavirus (COVID-19): Extension of CSSF reporting deadlines applicable to regulated entities CMS Luxembourg To view this article you need a PDF viewer such as Adobe Reader . full stops, commas, accents, hyphens, brackets, plus signs, etc.). The registers are lists of entities licensed by APRA to operate in each regulated industry. Find your state's consumer protection office. Search Save search results as excel (.csv) We use cookies on our website for a better user experience. These entities include: The Office of the Superintendent of Financial Institutions’ (OSFI) website has a list of federally regulated financial institutions. In the text box, type the full name, or part of the name, of the entity you wish to find. In no event shall the FSC be held liable for damage of any nature, direct or indirect, arising from the use of information contained in this register. An index that does not fall within the scope of Regulation (EU) 2016/1011 on indices used as benchmarks (the “Benchmark Regulation” or “BMR”) as it is exempted from the BMR’s … An index that does not fall within the scope of Regulation (EU) 2016/1011 on indices used as benchmarks (the “Benchmark Regulation” or “BMR”) as it is exempted from the BMR’s … Please see our Search Tips section for further tips on how to refine your search. Entities whose titles are listed on a regulated stock exchange in the Grand Duchy of Luxembourg or a foreign market recognized as equivalent in … The search results will return both active and inactive entities from our database. Financial Service Provider Search. Flag of France. The CSSF recommends to disclose the information on the identity of the concerned entity(ies) to which the direct and indirect operational costs are paid in both the prospectus and in the annual report for informing investors in a comprehensive manner. This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. Supervised Entities falling under the scope of the Revised Cloud Circular shall maintain a Cloud Register under the form published by the CSSF on its website of all cloud computing infrastructure outsourcing, whether the outsourced activities are material or not. Link. You can see lists of these firms, including historical bank and building society lists here. If you continue to use this site we will assume that you are happy with it. Investment firms operating an MTF in Luxembourg, Article 24-10. The CSSF has announced that entities under its supervision will have to complete the next annual AML/CFT risk assessment survey using the e-Desk platform. Always check the firm you’re dealing with is listed on the Register. Payment institutions/electronic money institutions/AISP, Legal requirements and authorisation procedure for investment firms, Anti-Money Laundering and Countering the Financing of Terrorism (AML/CTF), Securities Settlement and Central Securities Depositories EU Regulation (CSDR), Central administration of investment funds, Article 24-1. Search here for entities (entitlements) that are currently licensed or registered by the Cayman Islands Monetary Authority. Only regulated entities are authorised to provide financial services in or from Malta. List of licensed (registered) Financial Institutions Banks. The FSC is the integrated regulator in Mauritius for the financial services sector other than banking, and global business. Service notice: We're carrying out a scheduled system upgrade this weekend so myRegistry will be unavailable from 18:00 on Friday 12 March to 13:00 on Saturday 13 March Distributors of units/shares in UCIs, Article 24-8. Protecting financial consumers and merchants, The Office of the Superintendent of Financial Institutions’ (OSFI) website has a list of federally regulated financial institutions. To search you simply type in the name or partial name of the financial service provider you are looking for. Number of significant supervised entities: 118: A. We would like to show you a description here but the site won’t allow us. The website allows you to search for a financial service provider or collective investment scheme in two ways. It records their practising status and address, the reserved legal activities they are authorised to undertake and whether they … Search here for entities (entitlements) that are currently licensed or registered by the Cayman Islands Monetary Authority. Topic Markets in Financial Instruments (MiFID II/MiFIR) Follow us. The data in the list of supervised entities is updated every night. If you cannot find or are unsure about the authorised status of a particular financial service provider or collective investment scheme please contact us . Entity types. Coronavirus (COVID-19): Extension of CSSF reporting deadlines applicable to regulated entities CMS Luxembourg To view this article you need a PDF viewer such as Adobe Reader . The Prudential Regulation Authority regulates around 1,500 banks, building societies, credit unions, insurers and major investment firms. This new Regulation (the “New Regulation”), of 14 August 2020, amends Commission de Surveillance du Secteur Financier (“CSSF”) Regulation 12 02 of 14 December 2012 ( “12-02”) on the fight against money laundering and terrorism financing. The Audit Law and regulations, including the EU Audit Regulation, outline the regulatory mechanisms and organization of the audit profession including the Institut des Réviseurs d’Enterprises (IRE). This is not an indication of the current status of an entity. The period to complete the survey will open on 3 February 2020 for all entities and close after 4 weeks for the banking sector and 6 weeks for other supervised entities. We nevertheless make reservations that the registry may contain errors. Find a financial institution, licence or activity in Singapore. Luxembourg Law on register of beneficial owners 22/01/2019. Search Welcome to the new Regulations.gov The new Regulations.gov is a re-envisioning of the classic Regulations.gov, with enhanced search capabilities, a simplified commenting process, and an interface that adapts to various screen sizes for mobile devices. Official websites use .gov A .gov website belongs to an official government organization in the United States. You can search the Financial Services Register (the Register) for firms and individuals, and the activities for which firms have permissions. Search Entities Legal and regulatory documents FAQs Forms Sanctions and administrative measures Statistics Pursuant to Part I, Chapter 2, Section 2, Sub-section 1 of the Law of 5 April 1993 on the financial sector, the professionals of the financial sector (“PFS”) falling within the following categories are defined as investment firms: On 7 December 2020, the Commission de Surveillance du Secteur Financier (CSSF) released the long awaited revision of CSSF Circular 12/552 on central administration, internal governance and risk management.. Link. This page allows you to search all Central Bank of Ireland registers for a particular financial service provider. Coronavirus (COVID-19): Extension of CSSF reporting deadlines applicable to regulated entities Luxembourg 01.04.2020 On 30 March 2020, the Commission de Surveillance du Secteur Financier (the CSSF ) issued an updated version of its CSSF FAQ COVID-19 on its website combining its communications and recommendations aiming to answer questions received from industry participants. The legislator cancelled the status of directly subordinated financial intermediaries (DSFI) with effect from 31 December 2019.. Search. List of significant supervised entities: This list displays the significant (part A) and less significant credit institutions (part B) which are supervised entities… The Office of the Superintendent of Financial Institutions’ (OSFI) website has a list of federally regulated financial institutions.. FCAC also supervises payment card network operators to determine whether they are in compliance with the provisions of the Payment Card Networks Act and the elements of the Code of Conduct for Credit and Debit Card Industry in Canada. This regulation is designed to provide a complete guide for all regulated entities, with concrete Only five search results are displayed. The payment card network operators currently operating in Canada are: Section 2 of the Bank Act states that a “federal credit union” means a bank that, within the meaning of section 12.1, is organized and carries on business on a cooperative basis. As of 1 January 2020, all entities which are subject to the CSSF supervision and which are using benchmarks are restricted to the use of the following types of benchmarks:. ; The CSSF reminds UCITS management companies … Flag of United Kingdom. The Financial Consumer Agency of Canada (FCAC) monitors and supervises financial institutions and external complaints bodies that are regulated at the federal level. The CSSF has announced that entities under its supervision will have to complete the next annual AML/CFT risk assessment survey using the e-Desk platform. Context and objectives. Open/Close Menu Choose your industry. List of regulated markets. entities registered with the Luxembourg Trade and Company Register (the ... register in the RBE the name of the regulated market on which their securities are admitted. This is the first amendment of 12-02. FINMA cannot guarantee the completeness or accuracy of the data. The register is updated every hour. Please select: Search by name or CE number; Search by regulated activity; Updates to the Public Register in February 2021: CIMA regulates the following businesses and persons operating in and from the Cayman Islands, as is required by the regulatory acts governing each sector:. CSSF amends CSSF Regulation n°12-02 of 14 December 2012 on the fight against money ... documenting the search results. If you know the business area of the financial service provider or wish to limit the number of results you receive, you can restrict the search … List of supervised entities Cut-off date for significance decisions: 1 January 2018. This new Regulation (the “New Regulation”), of 14 August 2020, amends Commission de Surveillance du Secteur Financier (“CSSF”) Regulation 12 02 of 14 December 2012 ( “12-02”) on the fight against money laundering and terrorism financing. Selected Register: Refine search The search function ignores punctuation marks and special characters (e.g. Register of Insurance Intermediaries. The library also houses enforcement actions taken and published by the Commission. The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the website www.oceangroupcapital.co.uk, where an entity offers investment services and pretends to be established at 30 Boulevard Royal, L-2449 Luxembourg and to be regulated by the Commission de Surveillance du Secteur Financier. This Cloud Register shall be transmitted to the competent authority (the CSSF or the European Central Bank for Luxembourg credit institutions falling under its supervision, the Competent Authority) upon request. Below, you can search for barristers who are authorised to practise in England and Wales on the Barristers’ Register. General insurance. You will not receive a reply. For enquiries, contact us. PDF (243.5Kb) Keywords. 4 I. See All Financial Institutions. The Resource Conservation and Recovery Act (RCRA) is the public law that creates the framework for the proper management of hazardous and non-hazardous solid waste.The law describes the waste management program mandated by Congress that gave EPA authority to … Pursuant to Part I, Chapter 2, Section 2, Sub-section 1 of the Law of 5 April 1993 on the financial sector, the professionals of the financial sector (“PFS”) falling within the following categories are defined as investment firms: Directory and email addresses for specific purposes, All rights reserved.Copyright © Commission de Surveillance du Secteur Financier, Luxembourg. Context and objectives. FCAC also supervises payment card network operators to determine whether they are in compliance with the provisions of the Payment Card Networks Act and the elements of the Code of Conduct for Credit and Debit Card Industry in Canada. The CSSF gives 12 months to investment fund managers and 6 months to other supervised entities to establish and complete the register. Flag of France. Retail associations, as defined in the Cooperative Credit Associations Act. Basic information - Register. Trading venue. Third-Party Information Liability Disclaimer. In the text box, type the full name, or part of the name, of the entity you wish to find. Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark)) Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish) France: Autorité des marchés financiers (France) (AMF) Which firms does the PRA regulate? The register template published on the CSSF’s website contains 54 fields, nine of them only related to material activities outsourced and ten of them related to non-material activities outsourced. Choose the appropriate sector from the drop-down box, or choose "All" to search for the entity in all sectors. Regulated Entities. The Commission maintains this public list of regulated entities for the benefit of market participants and the public. PRESS RELEASE DATED MARCH 15, 2021 RELATING TO THE FILING OF THE DRAFT RESPONSE DOCUMENT PREPARED BY NATIXIS IN RESPONSE TO THE SIMPLIFIED TENDER OFFER FOR THE SHARES OF NATIXIS INITIATIED BY BPCE This press release (the “Press Release”) was prepared and made available to the public on March 15, 2021 pursuant to Article 231-26 II of the AMF’s General Regulation … Following the entry into force of the Law of 25th March 2020 and publication of the CSSF Circular 20/747 of 23 July 2020, please find enclosed a summary of those changes with a special focus on the establishment of a central electronic data retrieval system concerning IBAN accounts and safe-deposit boxes by the CSSF. The CSSF is the … The Office of the Superintendent of Financial Institutions’ (OSFI) website has a list of federally regulated financial institutions.. FCAC also supervises payment card network operators to determine whether they are in compliance with the provisions of the Payment Card Networks Act and the elements of the Code of Conduct for Credit and Debit Card Industry in Canada. ... Search our library for financial services legislation, and guidance, the latest forms and industry and public alerts. CSSF regulation 12-02 on the fight against money laundering and terrorist financing While this regulation can be regarded as central to the practical system introduced by the lawmaker to combat money laundering and terrorist financing, it must be taken as part of a broader regulatory fabric based on the modified law of 12 November 2004 and the Law (Art. Apart from investment fund managers, w…
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